Headline: Securities and Exchange Commission and Justice Department’s Antitrust Division Sign Historic Memorandum of Understanding: Release No. Ms. Lee was designated Acting Chair of the Commission by President Joseph R. Biden, Jr., on January 21, 2021. As Albertans set their financial intentions for the year ahead, it’s important to take the steps necessary to ensure an investment is right for you, and to get informed about how to protect yourself from scam artists. To help empower Albertans, the Alberta Securities Commission (ASC) has released its list of the top investment risks and possible scams to look out for in 2021. The Securities and Exchange Commission today suspended trading in an inactive company amid questions surrounding online promotion of the company’s securities and recent trading activity. This search feature is currently under development. Most recently, she has written, lectured, and taught courses internationally in Spain and Italy on financial regulation and corporate law. ... the share price and trading volume of SpectraScience shares increased even though there was no publicly available news from the company. Securities Commission News and Updates from The Economictimes.com. The Securities Commission of The Bahamas (“the Commission”), established in 1995, is committed to the growth and development of a vibrant, competitive financial services sector renowned for regulatory excellence. REUTERS/Jonathan Ernst/File Photo 29 … Please click the link below for lists of the Securities Commission of The Bahamas’ licensees and registrants. NBC News reporter Martha White writes that Prof. Gary Gensler has been selected as President-elect Joe Biden’s nominee to lead the Securities and Exchange Commission. Latest News. The mission of the State Securities Board is to protect Texas investors. The Commission is responsible for regulating and overseeing investment funds, securities and the capital markets in The Bahamas. FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door at the SEC headquarters in Washington, June 24, 2011. : 2020-140 Published date grouping: June 2020 Date: June 19, 2020: Headline: SEC Extends Relief for Virtual Meetings of Fund Boards The IT services major said in a filing to the US Securities and Exchange Commission that the transaction in the open market was done on July 27 and Infosys received intimation on August 3. News about Securities and Exchange Commission, including commentary and archival articles published in The New York Times. Commissioner Lee brings to the SEC over two decades of experience as a securities law practitioner. Whether you are interested in our latest news or investor alert, a recent presentation we have made or a report we have published, this is the section that will keep you apprised of what the ASC … Benchmarks . Securities Commission News and Updates from The Economictimes.com. The U.S. Securities and Exchange Commission (SEC) released a statement late on Friday warning multiple parties that the federal government would be cracking down on abusive and restrictive behavior related to recent volatility in the stock market. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas. “Gensler is a terrific choice to head the agency," said Barbara Roper, director of investor protection at the Consumer Federation of America. 3/4/2021 - Alabama Securities Commission Announces Top Investor Threats for 2021 ... Alabama Securities Commission Files Court Action Against GPB Capital Holdings, LLC for Allegedly Defrauding Alabama Investors in a Nationwide $1.8 Billion Securities Scheme.
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